Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions

Economista

Autores:
Restrepo Cardona, Fernán
Tipo de recurso:
Trabajo de grado de pregrado
Fecha de publicación:
2011
Institución:
Universidad de los Andes
Repositorio:
Séneca: repositorio Uniandes
Idioma:
eng
OAI Identifier:
oai:repositorio.uniandes.edu.co:1992/14760
Acceso en línea:
http://hdl.handle.net/1992/14760
Palabra clave:
Corredores de bolsa - Investigaciones - Estudio de casos
Asesores de inversiones - Investigaciones - Estudio de casos
Industria de servicios financieros - Estudio de casos
Economía
Rights
openAccess
License
http://creativecommons.org/licenses/by-nc-nd/4.0/
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spelling Al consultar y hacer uso de este recurso, está aceptando las condiciones de uso establecidas por los autores.http://creativecommons.org/licenses/by-nc-nd/4.0/info:eu-repo/semantics/openAccesshttp://purl.org/coar/access_right/c_abf2Vallejo González, Hernán Eduardoe2ed34aa-da8f-4dcc-9814-04b1d8459b4a500Restrepo Cardona, Fernánba2206b4-27e2-47f3-81a2-9a1d71cfcab65002018-09-28T12:06:20Z2018-09-28T12:06:20Z2011http://hdl.handle.net/1992/14760u470650.pdfinstname:Universidad de los Andesreponame:Repositorio Institucional Sénecarepourl:https://repositorio.uniandes.edu.co/38 hojasapplication/pdfengUniandesEconomíaFacultad de Economíainstname:Universidad de los Andesreponame:Repositorio Institucional SénecaDoes self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actionsTrabajo de grado - Pregradoinfo:eu-repo/semantics/bachelorThesishttp://purl.org/coar/resource_type/c_7a1fhttp://purl.org/coar/version/c_970fb48d4fbd8a85Texthttp://purl.org/redcol/resource_type/TPCorredores de bolsa - Investigaciones - Estudio de casosAsesores de inversiones - Investigaciones - Estudio de casosIndustria de servicios financieros - Estudio de casosEconomíaEconomistaPregradoPublicationTEXTu470650.pdf.txtu470650.pdf.txtExtracted texttext/plain112925https://repositorio.uniandes.edu.co/bitstreams/29de897f-d21e-449e-98f5-f0478388cc72/download00a6dd02ee0c8029eec29b57c7bcb8a1MD54ORIGINALu470650.pdfapplication/pdf815066https://repositorio.uniandes.edu.co/bitstreams/ee945af3-96fe-484f-90fa-cce09d1c4537/downloadd2588af8cca24e47a999a7f75360f22dMD51THUMBNAILu470650.pdf.jpgu470650.pdf.jpgIM Thumbnailimage/jpeg27527https://repositorio.uniandes.edu.co/bitstreams/6883f2c0-50ae-461e-849f-03281da4090b/downloadc64e5a3381f271543aa165ad7ff8633fMD551992/14760oai:repositorio.uniandes.edu.co:1992/147602023-10-10 16:03:22.782http://creativecommons.org/licenses/by-nc-nd/4.0/open.accesshttps://repositorio.uniandes.edu.coRepositorio institucional Sénecaadminrepositorio@uniandes.edu.co
dc.title.es_CO.fl_str_mv Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
title Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
spellingShingle Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
Corredores de bolsa - Investigaciones - Estudio de casos
Asesores de inversiones - Investigaciones - Estudio de casos
Industria de servicios financieros - Estudio de casos
Economía
title_short Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
title_full Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
title_fullStr Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
title_full_unstemmed Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
title_sort Does self-regulation supplement public enforcement in the broker-dealer industry? evidence from FINRA disciplinary actions
dc.creator.fl_str_mv Restrepo Cardona, Fernán
dc.contributor.advisor.none.fl_str_mv Vallejo González, Hernán Eduardo
dc.contributor.author.none.fl_str_mv Restrepo Cardona, Fernán
dc.subject.keyword.es_CO.fl_str_mv Corredores de bolsa - Investigaciones - Estudio de casos
Asesores de inversiones - Investigaciones - Estudio de casos
Industria de servicios financieros - Estudio de casos
topic Corredores de bolsa - Investigaciones - Estudio de casos
Asesores de inversiones - Investigaciones - Estudio de casos
Industria de servicios financieros - Estudio de casos
Economía
dc.subject.themes.none.fl_str_mv Economía
description Economista
publishDate 2011
dc.date.issued.none.fl_str_mv 2011
dc.date.accessioned.none.fl_str_mv 2018-09-28T12:06:20Z
dc.date.available.none.fl_str_mv 2018-09-28T12:06:20Z
dc.type.spa.fl_str_mv Trabajo de grado - Pregrado
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dc.publisher.es_CO.fl_str_mv Uniandes
dc.publisher.program.es_CO.fl_str_mv Economía
dc.publisher.faculty.es_CO.fl_str_mv Facultad de Economía
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